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JC

Jessica L. Cornwall

Auburn, ME 04210
Some features on this profile are disabled
CRD#: 5413441
JC
Jessica L Cornwall

Professional summary

Jessica L Cornwall, who also goes by Jessica Lynn Cornwall, Jess Cornwall, was a registered financial advisor .

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jessica had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Jessica Lynn Cornwall | Jess Cornwall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2026 - Present

Office #1: 2 Great Falls Plaza Ste 6b-4, Auburn, ME 04210
Auburn, ME
Past

July 17, 2024 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Lewiston, ME
Past

July 16, 2024 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Auburn, ME
Past

December 15, 2021 - July 9, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
PORTLAND, ME
Past

June 2, 2021 - July 1, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/10/2026)
IAR
Texas
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 12/10/2021
Uniform Combined State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 6/2/2021
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 6/3/2020
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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