Henry R. Corder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Robert Corder JR, who also goes by Hank Corder Jr, Hank Corder, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1971. Henry had worked at 10 firms and has passed the Series 63, SIE, Series 1, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - June 30, 2015
DORSEY & COMPANY, INC.
May 25, 2010 - January 3, 2012
GLOBAL HUNTER SECURITIES, LLC
May 4, 2004 - December 22, 2009
STERNE, AGEE & LEACH, INC.
March 11, 1998 - April 30, 2004
CAPITAL ONE SECURITIES, INC.
October 28, 1997 - March 6, 1998
LOEWENBAUM & COMPANY INCORPORATED
January 8, 1992 - October 17, 1997
STEPHENS
February 1, 1990 - July 19, 1991
CAPITAL ONE INVESTMENTS, LLC
October 17, 1988 - November 21, 1989
LEGG MASON WOOD WALKER, INCORPORATED
September 6, 1972 - October 17, 1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
September 13, 1971 - September 7, 1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1971
Registered Representative ExaminationSeries 8
Date: 2/29/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 4/13/1974
General Securities Principal ExaminationCurrent Firm
DORSEY & COMPANY, INC.
CRD#: 1668 / SEC#: 801-35768, 8-7541
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROSPERA FINANCIAL, LLC | OWNER | |
| THOMPSON, RAYMOND ANDREW | PRESIDENT / CEO / CCO | 737094 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
