Vannak Sao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vannak Sao was a registered financial professional .
Vannak is a previously registered financial professional and started their career in finance in 2007. Vannak had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2022 - September 13, 2024
PROACTIVE FINANCIAL SOLUTIONS 360, LLC
February 19, 2013 - May 20, 2013
COMMONWEALTH FINANCIAL NETWORK
January 5, 2011 - September 21, 2011
MMC SECURITIES LLC
November 13, 2007 - December 31, 2010
MMC SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PROACTIVE FINANCIAL SOLUTIONS 360, LLC
CRD#: 304440 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 16,990,000 |
Red Flags
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