Derek A. Ghia
LIFEWORKS ADVISORS
FRANKLIN, TN
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CRD#: 5413223
Professional summary
Derek A Ghia, CFP®, CIMA® is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Franklin, Tennessee.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Derek has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Derek Ghia Insurance Producer
Yes:Investement related, 501 Corporate Centre Dr. Suite 315 Franklin, TN 37067, 2001 N Clybourn Suite 302 Chicago, IL 60614
Began: July 2018;10 hrs/month; 10 hrs during trading hours.
Fixed insurance consultation and sales.
CRS (Client Relationship Summary) - RIA
Click below to view Derek A Ghia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 9, 2024 - Present
LIFEWORKS ADVISORS, LLC
RIA
CRD#: 288255
FRANKLIN, TN
Past
January 4, 2024 - January 15, 2024
GREENSVIEW WEALTH MANAGEMENT
RIA
CRD#: 297321
FRANKLIN, TN
Past
August 8, 2018 - December 31, 2023
GREENSVIEW WEALTH MANAGEMENT
RIA
CRD#: 297321
FRANKLIN, TN
Past
March 16, 2018 - September 12, 2018
UNITED ADVISORS SERVICES, LLC
RIA
CRD#: 150080
Chicago, IL
Past
March 16, 2018 - September 12, 2018
FSIC
BD
CRD#: 37813
Chicago, IL
Past
August 12, 2010 - March 9, 2018
MORNINGSTAR INVESTMENT SERVICES LLC
RIA
CRD#: 112525
CHICAGO, IL
Past
August 12, 2010 - March 9, 2018
MORNINGSTAR INVESTMENT SERVICES LLC
BD
CRD#: 112525
CHICAGO, IL
Past
October 8, 2008 - April 8, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(1/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 742,298,024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
