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JS

James G. Sindelar

JAG CAPITAL MANAGEMENT LLC
ST. LOUIS, MO 63131
Some features on this profile are disabled
CRD#: 5413190
JS

Professional summary

James Gregory Sindelar, who also goes by James G Sindelar, James Gregory Sindelar, James Sindelar, James Gregory Sindlear, is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James G Sindelar | James Gregory Sindelar | James Sindelar | James Gregory Sindlear

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J.A. GLYNN & CO. PARENT COMPANY OF JAG CAPITALMANAGEMENT, LLC A REGISTERED INVESTMENT ADVISER. 1610 DES PERES RD, STE 120, ST. LOUIS MO 63131. MINORITY SHAREHOLDER. JUNE 2021. TIME DEVOTED TO THIS BUSINESS IS APPROX 1 HOUR/MONTH. 0 DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gregory Sindelar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2013 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131
RIA
CRD#: 159227
ST. LOUIS, MO
Current

April 26, 2021 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022
BD
CRD#: 126159
Elkhorn, NE
Past

June 14, 2012 - May 14, 2013

J.A. GLYNN INVESTMENTS, LLC.

RIA
CRD#: 22011
ST. LOUIS, MO
Past

June 14, 2012 - March 3, 2021

J.A. GLYNN INVESTMENTS, LLC.

BD
CRD#: 22011
ST. LOUIS, MO
Past

August 9, 2010 - June 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LADUE, MO
Past

June 11, 2010 - June 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LADUE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JAG CAPITAL MANAGEMENT LLC
JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA
Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/22/2021)
IAR
Missouri
(3/18/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JAG CAPITAL MANAGEMENT LLC
JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA
Registered Investment Advisory firm - (10/26/2011 Approved)
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Contact information

Main Address
1610 Des Peres Rd Ste 120, St. Louis, MO 63131
Mailing Address
Phone number
(314) 997-1277
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,530
AUM (Assets Under Management)$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAG CAPITAL MANAGEMENT LLC

CRD#: 159227St. Louis, MO 63131

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