Sven A. Del Pozzo
Professional summary
Sven Antonio Del Pozzo, who also goes by Sven Antonio Del Pozo, Sven Del Pozo, is a registered financial advisor currently at IHS HEROLD INC. located in Westport, Connecticut.
Sven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sven has worked at 2 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sven Antonio Del Pozzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2016 - Present
IHS HEROLD INC.
Office #1: 55 Post Rd. West 2nd Floor, Westport, CT 06880May 15, 2012 - December 31, 2015
IHS HEROLD INC.
October 24, 2007 - June 2, 2010
C.K. COOPER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2016)
Exams
Current Firm
IHS HEROLD INC.
CRD#: 127160 / SEC#:
Contact information
Red Flags
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Company Information
IHS HEROLD INC.
CRD#: 127160Westport, CT 06880TRUST BUT VERIFY
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