Adam D. Koser

GRANDVIEW ASSET MANAGEMENT

Harrisburg, PA 17112

CRD#: 5412979

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Professional summary

Adam Douglas Koser is a registered financial advisor currently at GRANDVIEW ASSET MANAGEMENT LLC located in Harrisburg, Pennsylvania.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 2 firms and has passed the Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Douglas Koser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

GRANDVIEW ASSET MANAGEMENT LLC

Office #1: 4200 Crums Mill Road Floor 2, Harrisburg, PA 17112

RIA

CRD#: 172357

Harrisburg, PA

Past

October 15, 2007 - July 22, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANDVIEW ASSET MANAGEMENT LLC

BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC

CRD#: 172357 / SEC#: 801-108096

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 86

Date: 12/5/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/5/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 10/12/2007

General Securities Representative Examination

Current Firm

GRANDVIEW ASSET MANAGEMENT LLC

BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC

CRD#: 172357 / SEC#: 801-108096

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/14/2016 Terminated)

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Contact information

Main Address

4200 Crums Mill Road Floor 2, Harrisburg, PA 17112

Mailing Address

Phone number

(717) 541-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026 FORM ADV PART 2A (3/17/2026)

Regulatory assets under management

Total Number of Accounts	1,372
AUM (Assets Under Management)	$ 411,657,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam D. Koser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Douglas Koser's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANDVIEW ASSET MANAGEMENT LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

GRANDVIEW ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 86

Date: 12/5/2007

Series 87

Date: 12/5/2007

Series 7

Date: 10/12/2007

Current Firm

GRANDVIEW ASSET MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANDVIEW ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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