Geoff J. Gregoire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoff Johnston Gregoire was a registered financial professional .
Geoff is a previously registered financial professional and started their career in finance in 2008. Geoff had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2022 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
February 29, 2008 - August 18, 2021
RBC CAPITAL MARKETS, LLC
January 24, 2008 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/18/2024
Securities Trader ExamSeries 55
Date: 5/19/2009
Limited Representative-Equity Trader ExamCurrent Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
