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MK

Michael Kerrigan

STRATCAP SECURITIES
New York, NY 10112
Some features on this profile are disabled
CRD#: 5412271
MK

Professional summary

Michael Kerrigan, who also goes by Michael James Kerrigan, is a registered financial professional currently at STRATCAP SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael James Kerrigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kerrigan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2025 - Present

STRATCAP SECURITIES, LLC

Office #1: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112
BD
CRD#: 151152
New York, NY
Past

January 23, 2023 - September 15, 2025

ASHFORD SECURITIES LLC

BD
CRD#: 305330
DALLAS, TX
Past

May 26, 2021 - January 20, 2023

GLADSTONE SECURITIES, LLC

BD
CRD#: 127808
MCLEAN, VA
Past

March 24, 2020 - April 15, 2021

TIMBREL CAPITAL, LLC

BD
CRD#: 298131
ATLANTA, GA
Past

January 7, 2019 - March 12, 2020

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

October 18, 2018 - November 20, 2018

OSAIC SERVICES, INC.

BD
CRD#: 133763
SUN CITY CENTER, FL
Past

June 4, 2018 - October 18, 2018

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
New Smyrna Beach, FL
Past

May 9, 2016 - December 5, 2016

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

January 8, 2015 - May 2, 2016

SAMMONS FINANCIAL NETWORK, LLC

BD
CRD#: 158538
WEST DES MOINES, IA
Past

January 3, 2013 - January 8, 2015

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

April 17, 2012 - December 10, 2012

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

April 19, 2011 - April 12, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LAGUNA NIGUEL, CA
Past

April 11, 2011 - April 12, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LAGUNA NIGUEL, CA
Past

August 4, 2010 - April 7, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
WOODLAND HILLS, CA
Past

November 1, 2007 - August 2, 2010

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/24/2025)
RR
Florida
(11/24/2025)
RR
Georgia
(11/24/2025)
RR
Mississippi
(11/24/2025)
RR
New York
(11/24/2025)
RR
North Carolina
(11/24/2025)
RR
Puerto Rico
(11/24/2025)
RR
South Carolina
(11/24/2025)
RR
Tennessee
(11/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/31/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STRATCAP SECURITIES, LLC
SC DISTRIBUTORS, LLC | STRATCAP SECURITIES, LLC

CRD#: 151152 / SEC#: , 8-68338

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Mailing Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Phone number
(657) 383-9648
Established
Delaware since 03/31/2009
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STRATCAP, LLCMEMBER
CONDON, JAMES VALENTINECHIEF EXECUTIVE AND CHIEF OPERATING OFFICER4965433
LAROSE, JENNIFERCHIEF COMPLIANCE OFFICER3094139
ROSTVOLD, ERIK KJELLOPERATIONS MANAGER4384284
RYAN, KIMBERLY ANNFINOP4316310

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATCAP SECURITIES, LLC

CRD#: 151152New York, NY 10112

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