Adrian D. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Darnell Hall, who also goes by Adrian Dannell Hall, Adrian Hall, was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2008. Adrian had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2020 - December 24, 2021
JOSEPH STONE CAPITAL L.L.C.
February 28, 2018 - July 11, 2018
WORDEN CAPITAL MANAGEMENT LLC
November 17, 2016 - February 24, 2017
JOSEPH STONE CAPITAL L.L.C.
May 11, 2016 - June 16, 2016
FOUR POINTS CAPITAL PARTNERS LLC
November 16, 2015 - February 10, 2016
WINDSOR STREET CAPITAL, LP
June 8, 2015 - November 13, 2015
WOODSTOCK FINANCIAL GROUP, INC.
June 13, 2014 - February 11, 2015
PFS INVESTMENTS INC.
January 18, 2008 - August 28, 2009
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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