Edi Alvarez
CFP®Professional Summary
Edi Alvarez, CFP® is a registered financial advisor currently at AIKAPA located in Kentfield, California. Edi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Edi has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Investment Management
- Risk Management & Insurance
- Health Care & Long-Term Care Planning
Specializations
Biography
Edi comes to financial advising from a business and science background. She holds a Certificate in Personal Financial Planning (PFP) from UC Berkeley. Her other academic qualifications include a Bachelor of Science degree with Honors as well as a Masters of Science and Bachelor of Education degree. She has earned the CERTIFIED FINANCIAL PLANNER™ designation, a highly respected certification in the financial industry, and holds a NASD Series 65 license. Her considerable background and professional...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
AIKAPA | ALVAREZ, EDI
Contact Information
Main Address
201 Corte Madera Ave, Corte Madera, CA 94925Mailing Address
P.o. Box 5226, Larkspur, CA 94977-5226Phone Number
(415) 548-0257# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
136AUM (Assets Under Management)
$44,282,067Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2007)
(10/12/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Edi Alvarez's CRS (Customer Relationship Summary).
Services Offered by Edi
- Financial Planning
- Investment Management
- Risk Management & Insurance
- Health Care & Long-Term Care Planning
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