Michael G. Nicholishen
Professional summary
Michael Graham Nicholishen, who also goes by Mike Nicholishen, is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 1 firm and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Graham Nicholishen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2007 - Present
DESJARDINS SECURITIES INTERNATIONAL INC.
Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2014)
(1/9/2008)
(12/3/2018)
(11/17/2015)
(5/6/2013)
(11/26/2019)
(12/3/2018)
(1/9/2008)
(7/15/2014)
(1/9/2008)
(5/20/2015)
(7/15/2014)
Exams
Series 37
Date: 9/17/2007
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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