Kori R. Lannon

QUADRANT PRIVATE WEALTH MANAGEMENT

Center Valley, PA 18034

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CRD#: 5410863

Professional summary

Kori Rij Lannon, CPWA®, who also goes by Kori R Lannon, Kori Lynn Rij, is a registered financial advisor currently at QUADRANT PRIVATE WEALTH MANAGEMENT, LLC located in Center Valley, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Center Valley, Pennsylvania.

Kori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kori has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kori R Lannon | Kori Lynn Rij

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. QUADRANT PRIVATE WEALTH MANAGEMENT, LLC DBA QUADRANT PRIVATE WEALTH, At Registered Branch Office Location. RIA, INVESTMENT RELATED, 7/2015-PRESENT. TITLE: IAR, 200 HRS/MONTH DURING TRADING. DUTIES: MANAGING THE WEALTH OF CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kori Rij Lannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

August 13, 2015 - Present

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 3850 Sierra Circle Ste 300, Center Valley, PA 18034

RIA

CRD#: 277044

Center Valley, PA

Current

May 2, 2014 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3850 Sierra Circle 3rd Floor, Center Valley, PA 18034

CRD#: 35747

Center Valley, PA

Past

May 2, 2014 - August 28, 2015

QUADRANT PRIVATE WEALTH, LLC

RIA

CRD#: 169609

BETHLEHEM, PA

Past

March 10, 2008 - May 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BETHLEHEM, PA

Past

February 8, 2008 - May 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

QUADRANT CAPITAL LLC | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 277044 / SEC#: 801-106484

RIA

Registered Investment Advisory firm - (7/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/14/2025)

Delaware
(5/2/2014)

Florida
(5/2/2014)

Georgia
(5/2/2014)

Illinois
(5/2/2014)

Kansas
(10/14/2025)

Maryland
(5/2/2014)

Massachusetts
(10/7/2022)

Michigan
(10/14/2025)

New Jersey
(5/2/2014)

New York
(5/2/2014)

North Carolina
(5/2/2014)

Ohio
(10/15/2025)

Pennsylvania
(5/2/2014)

IAR

Pennsylvania
(8/13/2015)

South Carolina
(10/7/2022)

Vermont
(1/7/2021)

Wisconsin
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

QUADRANT CAPITAL LLC | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 277044 / SEC#: 801-106484

RIA

Registered Investment Advisory firm - (7/1/2015 Approved)

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Contact information

Main Address

3850 Sierra Circle Ste 300, Center Valley, PA 18034

Mailing Address

Phone number

(610) 849-2743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR QUADRANT PRIVATE WEALTH MANAGEMENT, LLC (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,764
AUM (Assets Under Management)	$ 1,812,482,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kori R. Lannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kori Rij Lannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

QUADRANT PRIVATE WEALTH, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2008

FINRA

Current Firm

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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