MN
Mark A. Nash
TRANSAMERICA FINANCIAL ADVISORS
Houston, TX 77036
Some features on this profile are disabled
CRD#: 5410794
MN
Professional summary
Mark Anthony Nash, who also goes by Mark A Nash, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Houston, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A Nash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SERENE PROFESSIONAL SOLUTIONS LLC/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 713-858-9131/Serene Professional Solutions primarily provides tax preparation services. Other activities including accounting, tax preparation, technology, and business consulting./President/owner./01.2002/10/10/My function is to provide quality service and grow the company. NASH RECORDS/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/I am an independent artist. Business activities include singing/songwriting, filmmaking, creating music, and photography./President/owner/01.2002/5/5/President/Owner-My function is to provide quality service and grow the company. MARK NASH INSURANCE AGENCY/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/Mark Nash Insurance Agency provides life, health, and property and casualty insurance./President/owner/11.2007/5/5/President/Owner-My function is to provide quality service and grow the company. GOD'S HOLISTIC TEMPLE/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/GHT is a church that focuses on the worship of God and contributing to society in a positive way./President/01.2008/5/5/President-My function is to provide quality service and grow the church. LOUISIANA DEPARTMENT OF REVENUE \ POSITION: Auditor NATURE: Audits INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/10/2024 ADDRESS: 5177 Richmond Avenue, Ste 250, Houston TX 77056 \ DESCRIPTION: - Independently conducts audits of financial statements within and without Louisiana to determine its correct Louisiana tax liability. THE WOODLANDS FINANCIAL GROUP / 0909-Present/ Investment Related: No // 1201 LAKE WOODLANDS DRIVE STE 4020 WOODLANDS, TX 77380 / Agent / INSURANCE SALES / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0/ SALE AGENT/GENERAL PROPERTY LINES, COMMERICAL LIABILITY, CASUALTY, MOBILE RENTERS AND FLOOD INSURANCE. Texas Windstorm Insurance Association / 0909-Present / Investment Related: No /5700 SOUTH MOPAC EXPRESSWAY BLD E STE 530 AUSTIN TX 78749 / SALES AGENT/ NA / Hrs. Work Monthly: 4/ Sec Trading Hrs.: 0/ Insurance sales iStockPhoto, A subsidiary of Getty Images / Co Name / Emp Dates / Investment Related: /55 E. Monroe Street 17th FL, Ste 1700 Chicago, IL 60603 / iStock Contributor / photography / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0 / as a photographer, I take pictures and upload the pictures to the iStock website and iStock makes the photos available for sell to the public
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Nash's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Anthony Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6200 Savoy Dr #701, Houston, TX 77036RIA
BD
CRD#: 16164
Houston, TX
Current
October 9, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6200 Savoy Dr #701, Houston, TX 77036RIA
BD
CRD#: 16164
Houston, TX
Past
June 3, 2008 - December 1, 2017
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PEARLAND, TX
Past
September 25, 2007 - December 1, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PEARLAND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/11/2019)
IAR
Texas(10/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Houston, TX 77036TRUST BUT VERIFY
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