Mary R. Hicks

BRIGHT VISION WEALTH

The Woodlands, TX 77380

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CRD#: 5410305

Professional summary

Mary Rachel Hicks, who also goes by Mary Rachel Grutkowski, is a registered financial advisor currently at BRIGHT VISION WEALTH located in The Woodlands, Texas and HICKS MANAGEMENT & FINANCIAL SERVICES, LLC located in Montgomery, Texas.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mary has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Rachel Grutkowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Bond Law Firm - non investment-related 16701 Greenspoint Park Dr, Ste 150 Houston, TX 77060 Law Firm Marketing Director 20 hours a week all are during trading hours. In the law firm I schedule seminars, luncheons and other marketing activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Rachel Hicks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2019 - Present

BRIGHT VISION WEALTH

Office #1: 25211 Grogan's Mill Rd Suite 323, The Woodlands, TX 77380

RIA

CRD#: 301522

The Woodlands, TX

Current

August 6, 2020 - Present

HICKS MANAGEMENT & FINANCIAL SERVICES, LLC

RIA

CRD#: 309799

Montgomery, TX

Past

May 1, 2019 - September 30, 2019

RIGHTWAY INVESTMENTS, PLLC

RIA

CRD#: 168088

THE WOODLANDS, TX

Past

February 9, 2017 - April 2, 2019

RIGHTWAY INVESTMENTS, PLLC

RIA

CRD#: 168088

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2017

Uniform Investment Adviser Law Examination

Current Firm

BRIGHT VISION WEALTH

BOND WEALTH PLANNING & INVESTMENTS, PLLC | BRIGHT VISION WEALTH

CRD#: 301522 / SEC#:

Texas

Registered Investment Advisory firm - (6/11/2019 Approved)

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Contact information

Main Address

25211 Grogan's Mill Rd Suite 323, The Woodlands, TX 77380

Mailing Address

Phone number

(281) 798-7551

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 20,375,824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary R. Hicks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Rachel Hicks's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHT VISION WEALTH

HICKS MANAGEMENT & FINANCIAL SERVICES, LLC

RIGHTWAY INVESTMENTS, PLLC

RIGHTWAY INVESTMENTS, PLLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2017

Current Firm

BRIGHT VISION WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHT VISION WEALTH

TRUST BUT VERIFY

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