Robert A. Relitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Albert Relitz, who also goes by Bob Relitz, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2023 - July 22, 2024
ALLSTATE FINANCIAL SERVICES, LLC
January 29, 2021 - December 31, 2021
MML INVESTORS SERVICES, LLC
January 15, 2019 - February 8, 2021
HORACE MANN INVESTORS, INC.
January 22, 2018 - November 5, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
June 2, 2017 - November 5, 2018
ALLSTATE FINANCIAL SERVICES, LLC
March 26, 2013 - May 23, 2016
PNC WEALTH MANAGEMENT LLC
March 26, 2013 - May 23, 2016
PNC WEALTH MANAGEMENT LLC
September 26, 2011 - March 12, 2013
ADP BROKER-DEALER, INC.
August 4, 2008 - June 20, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
August 4, 2008 - June 20, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
November 14, 2007 - June 13, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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