JL
Juan C. Larrazabal
STIFEL, NICOLAUS & COMPANY
Coral Gables, FL 33134
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CRD#: 5409699
JL
Professional summary
Juan Carlos Larrazabal, who also goes by Juan C Larrazabal, Juan Carlos Larrazabal Chacon, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Coral Gables, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Juan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juan C Larrazabal | Juan Carlos Larrazabal Chacon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. American Association of Notaries; 7438 Park Place Blvd Houston FL 77087; Notary Services; Notary; 11/25/2024; 0 hrs/year; Not during security trading hours; Investment related 2. PROPERTIES 276 LLC; 4893 NW 107TH PATH DORAL, FL 33178; BUY FIX AND FLIP PROPERTIES; MANAGER; ADMINISTRATION AND OPERATION; 01/07/2019; 10hrs/mth; Not during security trading hours; Investment related 3. INVESTMENTS 276 CORPORATION; 4893 NW 107TH PATH DORAL, FL 33178; Buy Fix and Flip properties; PRESIDENT / OWNER; ALL THE ADMINISTRATIVE AND OPERATIONS OF THE COMPANY; 12/16/2019; 20hrs/mth; Not during securities trading hours; Investment related 4. GLOBAL LUXURY REALTY; 1688 MERIDIAN AVE MIAMI BEACH, FL 33139; LICENSE REALTOR. BUT I DO NOT USE MY LICENSE FOR RETAIL CLIENTS. IT IS ONLY FOR ME TO DO RESEARCH OF PROPERTIES ON THE MLS; REAL ESTATE LICENSE; I AM NOT AN AGENT. I ONLY USE MY LICENSE FOR MLS RESEARCH PURPOSES; 07/28/2014; 10hrs/mth; Not during securities trading hours; Investment related 5. INSTACART; 50 Beale Street, Suite 600 San Francisco, CA 94105; primarily a grocery delivery and pickup service that also offers retail enablement solutions; DRIVER; grocery and restaurant delivery and pickup service; 08/01/2025; 5hrs/wk; Not during securities trading hours; Not investment related 6.DOOR DASH; 303 2nd Street, Suite 800 San Francisco, CA 94107; primarily a technology company that specializes in online food ordering and delivery; DRIVER; FOOD DELIVERY FROM POINT A TO POINT B; 08/01/2025; 5hrs/wk; Not during securities trading hours; Not investment related 7. UBER; 1725 Third Street San Francisco, CA 94158; technology company that facilitates ride-hailing and food delivery; Driver; Pickup passengers and or food to be deliver from point A to point B; 08/01/2025; 5hrs/wk; Not during securities trading hours; Not investment related
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Larrazabal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Juan Carlos Larrazabal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134RIA
BD
CRD#: 793
Coral Gables, FL
Current
July 8, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134RIA
BD
CRD#: 793
Coral Gables, FL
Past
April 6, 2021 - December 31, 2024
PFS INVESTMENTS INC.
BD
CRD#: 10111
LAKE WORTH, FL
Past
February 9, 2018 - November 15, 2019
ITAU INTERNATIONAL SECURITIES INC.
RIA
CRD#: 144769
MIAMI, FL
Past
January 12, 2018 - November 15, 2019
ITAU INTERNATIONAL SECURITIES INC.
BD
CRD#: 144769
MIAMI, FL
Past
July 11, 2008 - January 18, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CORAL GABLES, FL
Past
May 6, 2008 - January 18, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/8/2025)
RR
Arkansas(7/8/2025)
RR
California(7/8/2025)
RR
Colorado(7/8/2025)
RR
Connecticut(7/8/2025)
RR
Delaware(7/8/2025)
RR
Florida(7/8/2025)
IAR
Florida(8/11/2025)
RR
Illinois(7/8/2025)
RR
Louisiana(7/8/2025)
RR
Maryland(7/8/2025)
RR
Massachusetts(7/8/2025)
RR
Missouri(7/8/2025)
RR
New Jersey(7/8/2025)
RR
New Mexico(7/8/2025)
RR
New York(7/8/2025)
RR
North Carolina(7/14/2025)
RR
Pennsylvania(7/8/2025)
RR
Texas(7/8/2025)
IAR
Texas(7/8/2025)
RR
Utah(7/8/2025)
RR
Wyoming(7/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Coral Gables, FL 33134TRUST BUT VERIFY
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