NB
Nathan L. Baumann
LVZ
Holland, MI 49423
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CRD#: 5409584
NB
Professional summary
Nathan Louis Baumann is a registered financial advisor currently at LVZ, INC. located in Holland, Michigan and HARBOUR INVESTMENTS, INC. located in Holland, Michigan.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LVZ PROPERTIES, LLC, OWNER/PARTNER; Nature: REAL ESTATE; INVESTMENT RELATED: No; Address: 240 S RIVER AVE HOLLAND MI 49423; 1 HR DURING TRADING HRS; 1 HR DURING NON-TRADING HRS 2) LVZ Consulting POSITION: Owner; NATURE: Management, administration, and clerical; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 64; SECURITIES TRADING HOURS: 64; START DATE: 01/01/2012 ADDRESS: 240 South River Ave., Holland MI 49423 DESCRIPTION: Management, administration, tax preparation, and clerical 3) Resthaven; POSITION: Investment Committee; NATURE: Non-Profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 8; SECURITIES TRADING HOURS: 4; ADDRESS: 948 Washington Ave. Holland, MI 49423; DESCRIPTION: Investment Committee Member 4) BVZ Pentwater, LLC POSITION: Owner NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 8/25/2023 ADDRESS: 240 South River Ave, Holland MI 49423 DESCRIPTION: Real Estate Rental
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Louis Baumann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2012 - Present
LVZ, INC.
Office #1: 240 South River Avenue, Holland, MI 49423RIA
CRD#: 124228
Holland, MI
Current
March 3, 2017 - Present
HARBOUR INVESTMENTS, INC.
Office #1: 240 S River Ave, Holland, MI 49423RIA
BD
CRD#: 19258
Holland, MI
Past
June 18, 2010 - March 3, 2017
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
HOLLAND, MI
Past
December 6, 2007 - March 3, 2017
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOLLAND, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(7/26/2012)
RR
Michigan(3/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
240 South River Avenue, Holland, MI 49423
Mailing Address
Phone number
(616) 394-4994
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 969,207,213 |
Red Flags
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Company Information
LVZ, INC.
CRD#: 124228Holland, MI 49423TRUST BUT VERIFY
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