Airi J. Cardona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Airi Jamie Cardona, who also goes by Airi Jamie Takara, was a registered financial professional .
Airi is a previously registered financial professional and started their career in finance in 2010. Airi had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - May 21, 2018
SPIRE SECURITIES, LLC
July 28, 2014 - April 30, 2015
M HOLDINGS SECURITIES, INC.
April 25, 2014 - July 1, 2014
CAPITAL CLIENT GROUP, INC.
October 31, 2011 - July 31, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 17, 2010 - January 14, 2011
CANTERBURY CONSULTING INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
