Thomas J. Marki

AXIOM FOUNDERS FAMILY OFFICE

SCOTTSDALE, AZ 85258

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CRD#: 5408716

Professional summary

Thomas Joseph Marki is a registered financial advisor currently at AXIOM FOUNDERS FAMILY OFFICE, INC. located in Scottsdale, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) AXIOM RISK MANAGEMENT, LLC; INVESTMENT RELATED; INSURANCE AGENCY; INSURANCE PRODUCER; 08/2022; APPROX. 10 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCTION ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Marki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2021 - Present

AXIOM FOUNDERS FAMILY OFFICE, INC.

Office #1: 7373 Doubletree Ranch Road Suite 170, Scottsdale, AZ 85258

RIA

CRD#: 313318

SCOTTSDALE, AZ

Past

December 9, 2016 - July 1, 2021

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SCOTTSDALE, AZ

Past

October 26, 2016 - July 1, 2021

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SCOTTSDALE, AZ

Past

January 3, 2011 - January 3, 2012

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PHOENIX, AZ

Past

September 7, 2007 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

GLENDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/28/2021)

IAR

Texas
(5/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2016

General Securities Representative Examination

Current Firm

AXIOM FOUNDERS FAMILY OFFICE, INC.

AXIOM FINANCIAL RESOURCES | AXIOM FOUNDERS FAMILY OFFICE, INC. | AXIOM FINANCIAL RESOURCES, INC.

CRD#: 313318 / SEC#:

Arizona

Registered Investment Advisory firm - (5/28/2021 Approved)

Texas

Registered Investment Advisory firm - (4/5/2021 Conditional Restricted)

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Contact information

Main Address

7373 E. Doubletree Ranch Road Suite 170, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 367-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 32,938,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Marki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Marki's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXIOM FOUNDERS FAMILY OFFICE, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2016

Series 63

Date: 9/25/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2016

Current Firm

AXIOM FOUNDERS FAMILY OFFICE, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AXIOM FOUNDERS FAMILY OFFICE, INC.

TRUST BUT VERIFY

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