Jeremy N. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Nowlin Hodges, who also goes by Jeremy Hodges, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2007. Jeremy had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2011 - May 5, 2017
USAA FINANCIAL PLANNING SERVICES
February 28, 2011 - May 5, 2017
USAA FINANCIAL ADVISORS, INC.
January 28, 2010 - July 9, 2010
EDWARD JONES
January 28, 2010 - July 9, 2010
EDWARD JONES
December 11, 2009 - January 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2009 - January 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2007 - December 15, 2009
EDWARD JONES
October 11, 2007 - December 15, 2009
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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