Nima Safabakhsh

SONDO FI

NEW YORK, NY

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CRD#: 5408344

Professional summary

Nima Safabakhsh is a registered financial advisor currently at SONDO FI located in New York, New York.

Nima is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nima has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nima Safabakhsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2023 - Present

SONDO FI

RIA

CRD#: 327908

NEW YORK, NY

Past

October 25, 2007 - June 26, 2015

EVERCORE GROUP L.L.C.

CRD#: 42405

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/12/2023)

IAR

Massachusetts
(2/2/2024)

IAR

New York
(10/5/2023)

IAR

Texas
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2007

General Securities Representative Examination

Current Firm

SONDO FI

SONDO FI | SONDO FI, INC.

CRD#: 327908 / SEC#:

California

Registered Investment Advisory firm - (10/12/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (2/2/2024 Approved)

New York

Registered Investment Advisory firm - (10/5/2023 Approved)

Texas

Registered Investment Advisory firm - (11/2/2023 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

244 5th Avenue Suite N298, New York, NY 10001

Phone number

(646) 930-7502

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nima Safabakhsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nima Safabakhsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

SONDO FI

EVERCORE GROUP L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2023

Series 63

Date: 11/21/2007

SIE

Date: 6/26/2015

Series 7

Date: 10/23/2007

Current Firm

SONDO FI

Contact information

Documents

Red Flags

Company Information

SONDO FI

TRUST BUT VERIFY

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