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AP

Amal Page

LIBERTY ASSOCIATES
New York, NY 10017
Some features on this profile are disabled
CRD#: 5408053
AP

Professional summary

Amal Page, who also goes by Amal Awad, Amal Mciver, is a registered financial professional currently at LIBERTY ASSOCIATES, INC. located in New York, New York.

Amal is registered as a RR (Registered Representative) and started their career in finance in 2007. Amal has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amal Awad | Amal Mciver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amal Page's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2024 - Present

LIBERTY ASSOCIATES, INC.

Office #1: 501 Fifth Avenue 15th Floor, New York, NY, 10017
BD
CRD#: 15071
New York, NY
Past

December 4, 2023 - July 2, 2024

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

May 23, 2011 - February 23, 2023

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

October 23, 2007 - June 3, 2011

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LA
LIBERTY ASSOCIATES, INC.
LIBERTY ASSOCIATES, INC.

CRD#: 15071 / SEC#: , 8-31505

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
501 Fifth Avenue 15th Floor, New York, NY, 10017
Mailing Address
501 Fifth Aveue 15th Floor, New York, NY, 10017
Phone number
(212) 869-8224
Established
New York since 02/28/1984
Firm type
Corporation
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AZRILIANT, EVAN BRETOWNER6893576
LINDH, ALLISON MARIECHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER6309401

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIBERTY ASSOCIATES, INC.

CRD#: 15071New York, NY 10017

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