Randall L. Bowser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall L Bowser II was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2007. Randall had worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - May 3, 2018
CAPITAL ONE ADVISORS, LLC
September 26, 2016 - May 3, 2018
CAPITAL ONE INVESTING, LLC
May 12, 2014 - September 15, 2016
STATE FARM VP MANAGEMENT CORP.
October 1, 2012 - March 19, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - March 19, 2014
J.P. MORGAN SECURITIES LLC
January 24, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 12, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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