Fernando A. Mateo
Professional summary
Fernando Augusto Mateo is a registered financial professional currently at PENSERRA SECURITIES, LLC located in New York, New York.
Fernando is registered as a RR (Registered Representative) and started their career in finance in 2007. Fernando has worked at 2 firms and has passed the Series 63, Series 62, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fernando Augusto Mateo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2008 - Present
PENSERRA SECURITIES, LLC
Office #1: 530 Seventh Ave Suite 2802, New York, NY 10018Office #2: 4 Orinda Way Suite 100-a, Orinda, CA 94563November 16, 2007 - March 26, 2009
ROSENBLATT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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