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Luis Alonso Corrales

CORRALES & CO.
MIAMI, FL
·CRD# 5407809·16 years experience

Professional Summary

Luis Alonso Corrales, who also goes by Luis A Corrales, Luis Alfonso Corrales, Luis Antonio Corrales, Luis Corrales, is a registered financial advisor currently at CORRALES & CO. located in Miami, Florida. Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Luis has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Luis A Corrales, Luis Alfonso Corrales, Luis Antonio Corrales, Luis Corrales

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

CORRALES & CO.·CRD# 332189
RIA
1200 Brickell Ave Suite 220, Miami, FL 33131
September 5, 2024 - Present
COPE CONNELLY·CRD# 311665
RIA
Miami, FL
December 9, 2020 - February 12, 2025
INVST, LLC·CRD# 282863
RIA
Washington, DC
February 27, 2019 - March 5, 2021
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Bethesda, MD
June 24, 2011 - January 31, 2019
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Bethesda, MD
June 14, 2011 - January 31, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Rockville, MD
March 26, 2010 - December 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Rockville, MD
February 18, 2010 - December 7, 2010

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Current Firm

C&
CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804
RIA
Registered Investment Advisory firm - SEC (8/12/2024 Approved)

Contact Information

Main Address

1200 Brickell Ave Suite 220, Miami, FL 33131

Phone Number

(239) 421-5359

# of Employees

10

SEC notice filing (16 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- CORRALES & CO. (4/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

738

AUM (Assets Under Management)

$174,189,878

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) COPE CORRALES; INVESTMENT RELATED; START 01/21/2019; 160 HOURS/MONTH; 160 HOURS/MONTH DURING MARKET HOURS; WASHINGTON; DC; OWNER; FINANCIAL SERVICE BUSINESS; MANAGING PARTNER AND ADVISER DUTIES. 2.) Insurance Agent with Mass Mutual at West Point Financial Agency in Indianapolis, IN. 3) C4M GLOBAL ADVISORS LLC; MANAGING MEMBER; INVESTMENT RELATED: YES; 816 CONNECTICUT AVE SUITE # 800 WASHINGTON, D.C. DISTRICT OF COLUMBIA 20006 USA; RELATED ADVISER OF COPE CORRALES RIA.; MANAGING OPERATIONS AND INVESTMENTS FOR HEDGE FUND BUSINESS.; 2023-02-14; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804
RIA
Registered Investment Advisory firm - SEC (8/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Luis Alonso Corrales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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