Luis A. Corrales

CORRALES & CO.

MIAMI, FL 33131

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CRD#: 5407809

Professional summary

Luis Alonso Corrales, who also goes by Luis A Corrales, Luis Alfonso Corrales, Luis Antonio Corrales, Luis Corrales, is a registered financial advisor currently at CORRALES & CO. located in Miami, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Luis has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luis A Corrales | Luis Alfonso Corrales | Luis Antonio Corrales | Luis Corrales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) COPE CORRALES; INVESTMENT RELATED; START 01/21/2019; 160 HOURS/MONTH; 160 HOURS/MONTH DURING MARKET HOURS; WASHINGTON; DC; OWNER; FINANCIAL SERVICE BUSINESS; MANAGING PARTNER AND ADVISER DUTIES. 2.) Insurance Agent with Mass Mutual at West Point Financial Agency in Indianapolis, IN. 3) C4M GLOBAL ADVISORS LLC; MANAGING MEMBER; INVESTMENT RELATED: YES; 816 CONNECTICUT AVE SUITE # 800 WASHINGTON, D.C. DISTRICT OF COLUMBIA 20006 USA; RELATED ADVISER OF COPE CORRALES RIA.; MANAGING OPERATIONS AND INVESTMENTS FOR HEDGE FUND BUSINESS.; 2023-02-14; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Alonso Corrales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

CORRALES & CO.

Office #1: 1200 Brickell Ave Suite 220, Miami, FL 33131

RIA

CRD#: 332189

MIAMI, FL

Past

December 9, 2020 - February 12, 2025

COPE CONNELLY

RIA

CRD#: 311665

Miami, FL

Past

February 27, 2019 - March 5, 2021

INVST, LLC

RIA

CRD#: 282863

WASHINGTON, DC

Past

June 24, 2011 - January 31, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BETHESDA, MD

Past

June 14, 2011 - January 31, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

BETHESDA, MD

Past

March 26, 2010 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

February 18, 2010 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2010

General Securities Representative Examination

Current Firm

CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

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Contact information

Main Address

1200 Brickell Ave Suite 220, Miami, FL 33131

Mailing Address

Phone number

(239) 421-5359

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- CORRALES & CO. (3/27/2025)

Regulatory assets under management

Total Number of Accounts	574
AUM (Assets Under Management)	$ 167,494,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luis A. Corrales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Alonso Corrales's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPE CONNELLY

INVST, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CORRALES & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2010

Current Firm

CORRALES & CO.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORRALES & CO.

TRUST BUT VERIFY

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