Michael A. Anderson

MARANANTHA FINANCIAL

Ventura, CA

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CRD#: 5407770

Professional summary

Michael Allen Anderson, CFP®, who also goes by Mike Allen Anderson, is a registered financial advisor currently at MARANANTHA FINANCIAL located in Ventura, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Allen Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Anderson provides financial planning services to Registered Investment Advisers as an independent contractor. This activity typically accounts for up to 10% of his time. He's also the owner of Maranantha Financial where he provides investment advisory services to clients of his own investment advisory firm. Michael Anderson is an instructor at Ventura County Community College district, he has taught part-time for the business department since 2006. This accounts for 5% of this time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 26, 2016 - Present

MARANANTHA FINANCIAL

RIA

CRD#: 599

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/26/2016)

IAR

Oregon
(10/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2007

General Securities Representative Examination

Current Firm

MARANANTHA FINANCIAL

ANDERSON, MICHAEL | MARANANTHA FINANCIAL

CRD#: 284692 / SEC#:

California

Registered Investment Advisory firm - (9/26/2016 Approved)

Oregon

Registered Investment Advisory firm - (10/20/2016 Approved)

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Contact information

Main Address

Ventura, CA

Mailing Address

Phone number

+1 (805) 766-1715

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 7,024,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEEP IT SIMPLE FINANCIAL PLANNING

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U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2007

SIE

Date: 10/4/2016

Series 7

Date: 10/11/2007

Current Firm

MARANANTHA FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARANANTHA FINANCIAL

TRUST BUT VERIFY

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