TC
Thomas Cullen
ELEVATION POINT WEALTH PARTNERS | Vice President–Wealth Management
Tequesta, FL 33469
Some features on this profile are disabled
CRD#: 5407664
TC
Professional summary
Thomas Cullen, who also goes by Thomas J Cullen, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Tequesta, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas J Cullen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Elevation Point Wealth Partners, LLC DBA Loxahatchee Capital. Investment Related. At Registered Location. RIA. IAR. 9/2025. 40. 40. Partner, Investment Committee member, senior portfolio manager. 2.) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 9/2025. 1. 1. Provide insurance advice based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Cullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2025 - Present
ELEVATION POINT WEALTH PARTNERS, LLC
Office #1: 307 Tequesta Drive, Tequesta, FL 33469RIA
CRD#: 137068
Tequesta, FL
Current
September 19, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 307 Tequesta Dr, Tequesta, FL 33469BD
CRD#: 35747
ALBANY, NY
Past
May 24, 2011 - October 1, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEST PALM BEACH, FL
Past
May 19, 2011 - October 1, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEST PALM BEACH, FL
Past
November 19, 2007 - May 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JUPITER, FL
Past
November 5, 2007 - May 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JUPITER, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/19/2025)
RR
California(9/19/2025)
RR
Colorado(9/19/2025)
RR
Connecticut(9/19/2025)
RR
Delaware(9/19/2025)
RR
Florida(9/19/2025)
IAR
Florida(9/25/2025)
RR
Georgia(9/19/2025)
RR
Illinois(9/19/2025)
RR
New Jersey(9/19/2025)
RR
New York(9/19/2025)
RR
North Carolina(9/19/2025)
RR
Ohio(9/19/2025)
RR
South Carolina(9/19/2025)
RR
Texas(9/19/2025)
IAR
Texas(9/19/2025)
RR
Virginia(9/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1580 Lincoln Street Suite 680, Denver, CO 80203
Mailing Address
Phone number
(303) 382-2880
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,324 |
| AUM (Assets Under Management) | $ 2,434,909,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ELEVATION POINT WEALTH PARTNERS, LLC
Vice President–Wealth ManagementCRD#: 137068Tequesta, FL 33469TRUST BUT VERIFY
Monitor Thomas Cullen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
