AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RT

Ruben A. Tapia Vargas

TACTICA LLC
DORADO, PR
Some features on this profile are disabled
CRD#: 5407600
RT

Professional summary

Ruben Antonio Tapia Vargas, who also goes by Ruben Antonio Tapia, is a registered financial advisor currently at TACTICA LLC located in Dorado, .

Ruben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ruben has worked at 5 firms and has passed the Series 65, SIE, Series 7TO, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ruben Antonio Tapia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-a CPA and lawyer. He offers accounting and lawyer consulting services -licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruben Antonio Tapia Vargas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2025 - Present

TACTICA LLC

RIA
CRD#: 335272
DORADO, PR
Past

September 30, 2022 - February 10, 2025

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SAN JUAN, PR
Past

September 22, 2022 - February 10, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SAN JUAN, PR
Past

December 21, 2019 - May 12, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

October 1, 2018 - May 11, 2022

X-SQUARE CAPITAL

RIA
CRD#: 167237
HATO REY, PR
Past

August 19, 2013 - July 27, 2015

POPULAR SECURITIES, LLC

BD
CRD#: 8096
SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(6/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/21/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2019
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/19/2013
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/8/2020
General Securities Principal Examination

Current Firm

TL
TACTICA LLC
TACTICA LLC

CRD#: 335272 / SEC#:

Puerto Rico
Registered Investment Advisory firm - (6/4/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Dorado, PR
Mailing Address
Phone number
(787) 585-8095
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TACTICA LLC

CRD#: 335272Dorado, PR

TRUST BUT VERIFY

Monitor Ruben Tapia Vargas

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics