BC
Brian A. Carlin
STRATEGIC ADVISERS LLC
DUVALL, WA
Some features on this profile are disabled
CRD#: 5407554
BC
Professional summary
Brian A. Carlin, CFP®, who also goes by Brian Anthony Carlin, Brian Carlin, Brian A Carlin, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Duvall, Washington and FIDELITY BROKERAGE SERVICES LLC located in Honolulu, Hawaii.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Anthony Carlin | Brian Carlin | Brian A Carlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-101293|OrgNmn:Cascadia Dread|Org Addr:Duvall,Washington,US|OBA Nature:I work with several like minde|Invst Rel:N|Title:Co-Founder|Duties:Work on sets to help with production of film related content, post to our social media channels, write reviews and occasional articles|StrtDt:07-31-23|TotHrs/mon:35|TrdHrs/mon:2|OBA-101291|OrgNmn:Actor |Org Addr:Duvall,Washington,US|OBA Nature:I work part time as an actor b|Invst Rel:N|Title:Independent Contractor|Duties:Regularly submit for auditions both by my agent and independently. Work on sets to complete when and if I book work. Promote work on personal |StrtDt:07-31-23|TotHrs/mon:40|TrdHrs/mon:2|
CRS (Client Relationship Summary) - RIA
Click below to view Brian A. Carlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Washington Other, Olympia, WA 98501RIA
CRD#: 104555
DUVALL, WA
Current
August 17, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1236 Lauhala #301, Honolulu, HI 96817BD
CRD#: 7784
Honolulu, HI
Past
August 21, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
REDMOND, WA
Past
March 13, 2023 - August 15, 2023
MORGAN STANLEY
BD
CRD#: 149777
Kirkland, WA
Past
January 5, 2021 - August 15, 2023
HARRISDIRECT LLC
RIA
CRD#: 42159
Kirkland, WA
Past
January 5, 2021 - August 15, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Kirkland, WA
Past
July 1, 2020 - December 22, 2020
TD AMERITRADE, INC.
RIA
CRD#: 7870
SEATTLE, WA
Past
July 1, 2020 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
SEATTLE, WA
Past
May 27, 2020 - December 22, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
SEATTLE, WA
Past
May 4, 2016 - March 20, 2020
WADDELL & REED
RIA
CRD#: 866
BELLINGHAM, WA
Past
April 15, 2016 - March 20, 2020
WADDELL & REED
BD
CRD#: 866
BELLINGHAM, WA
Past
September 12, 2007 - August 21, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/6/2025)
RR
Alaska(8/17/2023)
RR
Arizona(8/17/2023)
RR
Arkansas(10/6/2025)
RR
California(8/17/2023)
RR
Colorado(10/6/2025)
RR
Connecticut(10/6/2025)
RR
Delaware(10/6/2025)
RR
District of Columbia(10/6/2025)
RR
Florida(8/17/2023)
RR
Georgia(8/12/2025)
RR
Hawaii(8/17/2023)
RR
Idaho(8/17/2023)
RR
Illinois(10/6/2025)
RR
Indiana(10/6/2025)
RR
Iowa(10/6/2025)
RR
Kansas(10/6/2025)
RR
Kentucky(10/6/2025)
RR
Louisiana(10/6/2025)
RR
Maine(10/6/2025)
RR
Maryland(10/6/2025)
RR
Massachusetts(10/6/2025)
RR
Michigan(10/6/2025)
RR
Minnesota(10/6/2025)
RR
Mississippi(10/6/2025)
RR
Missouri(10/6/2025)
RR
Montana(8/17/2023)
RR
Nebraska(10/6/2025)
RR
Nevada(8/12/2025)
RR
New Hampshire(10/6/2025)
RR
New Jersey(10/6/2025)
RR
New Mexico(10/6/2025)
RR
New York(10/6/2025)
RR
North Carolina(10/6/2025)
RR
North Dakota(10/6/2025)
RR
Ohio(10/6/2025)
RR
Oklahoma(10/6/2025)
RR
Oregon(8/17/2023)
RR
Pennsylvania(7/16/2024)
RR
Puerto Rico(10/6/2025)
RR
Rhode Island(10/6/2025)
RR
South Carolina(10/6/2025)
RR
South Dakota(10/6/2025)
RR
Tennessee(10/6/2025)
RR
Texas(5/3/2024)
IAR
Texas(3/31/2025)
RR
Utah(10/6/2025)
RR
Vermont(10/6/2025)
RR
Virgin Islands(10/6/2025)
RR
Virginia(10/6/2025)
RR
Washington(8/17/2023)
IAR
Washington(3/31/2025)
RR
West Virginia(10/6/2025)
RR
Wisconsin(10/6/2025)
RR
Wyoming(10/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
