JK
Jon T. Kattke
STRATEGIC WEALTH GROUP
Plymouth, MN 55447
Some features on this profile are disabled
CRD#: 5407363
JK
Professional summary
Jon Thomas Kattke, who also goes by Jon Kattka, is a registered financial advisor currently at STRATEGIC WEALTH GROUP located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jon has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Kattka
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/14/2017 - Advisor Net Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 30 Hours Per Month/10 Hours During Securities Trading - Life and disability - Fixed insurance. 2. 2/14/2017 - Newman LTC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 4/4/2016 - 15 Hours Per Month - Time Spent 10% - LTC insurance - Fixed insurance. 3. 2/14/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Other-REFERRAL - Started 4/4/2016 - Time Spent 5% - P&C referral income. 4. 2/15/2017 - SALT FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/13/2017 - 45 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 5. 2/15/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2/13/2017 - 20 Hours Per Month/1 Hours During Securities Trading - Time Spent 25% - LIFE AND LTC. 6. 6/12/2017 - STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC - DBA: (Hybrid) Salt Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 2/13/2017 - 45 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 7. 6/12/2017 - STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC - DBA: (Hybrid) Strategic Wealth Group RIA, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 3/1/2016 - 45 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 03/2017. I expect to spend approximately 45 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 10/1/2020 - Solterra Land LLC - Investment Related - Home Based - Other-Business Owner - Co-owner - Started 09/11/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Company that will buy and sell raw land.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Thomas Kattke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2017 - Present
STRATEGIC WEALTH GROUP
Office #1: 2 Carlson Pkwy Suite 155, Plymouth, MN 55447RIA
CRD#: 284430
Plymouth, MN
Current
February 14, 2017 - Present
LPL FINANCIAL LLC
Office #1: Two Carlson Pkwy, Suite 155, Plymouth, MN 55447RIA
BD
CRD#: 6413
Plymouth, MN
Past
January 31, 2014 - February 17, 2017
TRADITION WEALTH MANAGEMENT LLC
RIA
CRD#: 128314
EDINA, MN
Past
March 1, 2011 - March 7, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
EDINA, MN
Past
July 31, 2008 - March 2, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
November 22, 2007 - July 17, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/26/2017)
RR
Arizona(2/14/2017)
RR
California(2/14/2017)
RR
Florida(2/14/2017)
RR
Illinois(5/2/2017)
RR
Indiana(12/10/2024)
RR
Michigan(2/14/2017)
RR
Minnesota(2/14/2017)
IAR
Minnesota(3/1/2017)
RR
South Dakota(5/3/2017)
RR
Texas(7/31/2019)
IAR
Texas(12/16/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
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Contact information
Main Address
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347
Mailing Address
Phone number
(952) 843-4944
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,029 |
| AUM (Assets Under Management) | $ 1,029,281,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
