Samer Habl

FINGAGE ADVISORS LLC

San Francisco, CA

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CRD#: 5406757

Professional summary

Samer Habl is a registered financial advisor currently at FINGAGE ADVISORS LLC located in San Francisco, California.

Samer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Samer has worked at 1 firm and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am President of Fingage Holdings Inc., the parent company of Fingage Advisors LLC. I formed this company on November 30, 2015. The address of Fingage Holdings Inc. is the same as Fingage Advisors LLC. The company develops and owns the technology and investment models used by Fingage Advisors LLC. I estimate my time will be split roughly equally between the two entities. My duties at Fingage Holdings Inc. includes overseeing technological development and computer programming. I estimate 100 hours per month spent at Fingage Holdings Inc, or about 50% of my time. The number of hours during securities trading hours I estimate to be about 40 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samer Habl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2016 - Present

FINGAGE ADVISORS LLC

RIA

CRD#: 283340

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINGAGE ADVISORS LLC

CRD#: 283340 / SEC#: 801-107460

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 12/17/2012

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 1/8/2013

NFA Branch Manager Examination

Current Firm

FINGAGE ADVISORS LLC

CRD#: 283340 / SEC#: 801-107460

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(262) 346-4243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINGAGE ADVISORS BROCHURE 20250331 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,137,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samer Habl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samer Habl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINGAGE ADVISORS LLC

Primary Firm SEC Registration

FINGAGE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2016

Series 3

Date: 12/17/2012

Series 30

Date: 1/8/2013

Current Firm

FINGAGE ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINGAGE ADVISORS LLC

TRUST BUT VERIFY

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