Barthelemy Stackler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barthelemy Stackler, who also goes by Bart Stackler, was a registered financial professional .
Barthelemy is a previously registered financial professional and started their career in finance in 2007. Barthelemy had worked at 3 firms and has passed the Series 63, SIE, Series 44, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - February 1, 2016
VIRTU AMERICAS LLC
September 29, 2010 - June 11, 2014
OCTEG, LLC
September 6, 2007 - March 30, 2009
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 1/3/2011
PCX Market Maker ExamSeries 55
Date: 7/7/2008
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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