Ehsan S. Bassam

BASSAM WEALTH MANAGEMENT | Wealth Management Advisor

PALM BEACH, FL 33480

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CRD#: 5406672

Professional summary

Ehsan S Bassam, who also goes by Ehsan S Bassam, Ehsan Seyed Bassam Mr., Ehsan Seyed Bassam, Mohammad S Bassam, Mohammad Seyed Bassam Mr., Mohammad Seyed Bassam, Mohammad Bassam, is a registered financial advisor currently at BASSAM WEALTH MANAGEMENT, LLC located in Palm Beach, Florida.

Ehsan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ehsan has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Institutional consulting

Trading individual securities

Financial planning

Trust & estate planning

Loans/credit services

Insurance

Retirement planning

What is your current number of clients?

Greater than 100

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance professional; not investment-related; same address, less than 10% of business time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ehsan S Bassam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2024 - Present

BASSAM WEALTH MANAGEMENT, LLC

Office #1: 2875 South Ocean Blvd Suite 200-28, Palm Beach, FL 33480

RIA

CRD#: 330695

PALM BEACH, FL

Past

August 18, 2011 - May 29, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AVENTURA, FL

Past

August 18, 2011 - May 29, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AVENTURA, FL

Past

August 19, 2009 - August 24, 2011

MORGAN STANLEY

RIA

CRD#: 149777

BETHESDA, MD

Past

August 19, 2009 - August 24, 2011

MORGAN STANLEY

CRD#: 149777

BETHESDA, MD

Past

November 28, 2008 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

September 8, 2008 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASSAM WEALTH MANAGEMENT, LLC

AMIA FINANCIAL MANAGEMENT, LLC | BASSAM WEALTH MANAGEMENT, LLC

CRD#: 330695 / SEC#: 801-130321

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/29/2024)

IAR

Texas
(5/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/27/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/4/2008

General Securities Representative Examination

Current Firm

BASSAM WEALTH MANAGEMENT, LLC

AMIA FINANCIAL MANAGEMENT, LLC | BASSAM WEALTH MANAGEMENT, LLC

CRD#: 330695 / SEC#: 801-130321

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

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Contact information

Main Address

2875 South Ocean Blvd Suite 200-28, Palm Beach, FL 33480

Mailing Address

Phone number

(561) 494-6391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BWM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/20/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 221,848,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Ehsan S. Bassam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ehsan S Bassam's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BASSAM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2008

SIE

Date: 10/1/2018

Series 31

Date: 12/27/2010

Series 7

Date: 9/4/2008

Current Firm

BASSAM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BASSAM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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