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RM

Richard L. Miller

SUNRISE PLANNING & ADVISORY LLC
Redmond, WA 98052
Some features on this profile are disabled
CRD#: 5406592
RM

Professional summary

Richard Lloyd Miller JR. is a registered financial advisor currently at SUNRISE PLANNING & ADVISORY LLC located in Redmond, Washington.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Richard Miller CPA PLLC 8201 164th Avenue NE, Suite 200 Redmond, WA 98052 Accounting and tax services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lloyd Miller JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2020 - Present

SUNRISE PLANNING & ADVISORY LLC

Office #1: 8201 164th Ave Ne Ste 200, Redmond, WA 98052
RIA
CRD#: 305095
Redmond, WA
Past

September 29, 2007 - August 28, 2008

MERRIMAN, LLC

RIA
CRD#: 105717
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(7/6/2020)
IAR
Washington
(1/24/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/27/2007
Uniform Investment Adviser Law Examination

Current Firm

SP
SUNRISE PLANNING & ADVISORY LLC
SUNRISE PLANNING & ADVISORY LLC

CRD#: 305095 / SEC#:

Oregon
Registered Investment Advisory firm - (7/6/2020 Approved)
Washington
Registered Investment Advisory firm - (1/24/2020 Approved)
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Contact information

Main Address
8201 164th Ave Ne Ste 200, Redmond, WA 98052
Mailing Address
Phone number
(425) 285-4320
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUNRISE PLANNING & ADVISORY LLC

CRD#: 305095Redmond, WA 98052

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