David J. Corcoran
Professional summary
David John Corcoran is a registered financial professional currently at YORK SECURITIES, INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1970. David has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 7TO, SIE, PC, Series 41, Series 1, Series 24, Series 4, Series 27, Series 14, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Corcoran's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 1979 - Present
YORK SECURITIES, INC.
Office #1: 160 Broadway, New York, NY 10038Office #2: 400 Ostrander Ave, Riverhead, NY 11901Office #3: 160 Broadway, New York, NY 10038February 7, 1978 - July 21, 1979
GILDER GAGNON HOWE & CO. LLC
November 14, 1972 - May 1, 1980
FINANCIAL SQUARE PARTNERS
June 28, 1972 - November 11, 1972
LYNCH, JONES & RYAN LLC
July 1, 1970 - September 6, 1972
B J COBERN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/1988)
(6/10/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 7/29/1991
AMEX Put and Call ExamSeries 41
Date: 8/23/1979
NYSE Allied Member ExaminationSeries 1
Date: 1/22/1961
Registered Representative ExaminationF04
Date: 10/15/1979
Financial Principal ExaminationSeries 00
Date: 9/18/1972
General Securities Principal ExaminationFINRA
Current Firm
YORK SECURITIES, INC.
CRD#: 8056 / SEC#: , 8-24126
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
