Janet S. Scudder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet S Scudder, CFP®, who also goes by Janet Sue Breckner, Janet Sue Scudder, Janet Sue Smith, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 2007. Janet had worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2022 - August 21, 2024
ONEAMERICA SECURITIES, INC.
May 4, 2022 - August 21, 2024
ONEAMERICA SECURITIES, INC.
November 11, 2019 - October 29, 2021
WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.
November 6, 2019 - March 11, 2022
HORNOR, TOWNSEND & KENT, LLC
September 23, 2019 - March 11, 2022
HORNOR, TOWNSEND & KENT, LLC
August 22, 2019 - August 28, 2019
AVANTAX ADVISORY SERVICES
August 22, 2019 - August 28, 2019
AVANTAX INVESTMENT SERVICES, INC.
January 2, 2015 - September 4, 2019
NEXT FINANCIAL GROUP, INC.
January 2, 2015 - September 4, 2019
NEXT FINANCIAL GROUP, INC.
July 1, 2013 - December 31, 2014
HBW ADVISORY SERVICES LLC
September 21, 2011 - June 14, 2013
EAGLE STRATEGIES LLC
July 6, 2011 - June 14, 2013
NYLIFE SECURITIES LLC
May 26, 2011 - June 10, 2011
PARK AVENUE SECURITIES LLC
March 8, 2011 - June 10, 2011
PARK AVENUE SECURITIES LLC
September 11, 2007 - October 29, 2009
GOODMAN FINANCIAL CORPORATION
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
