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SF

Stephen B. Finley

COURTESY INVESTMENT ADVISORY SERVICES LLC
Deerfield Beach, FL 33442
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CRD#: 5405866
SF

Professional summary

Stephen Blaine Finley is a registered financial advisor currently at COURTESY INVESTMENT ADVISORY SERVICES LLC located in Deerfield Beach, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Blaine Finley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2007 - Present

COURTESY INVESTMENT ADVISORY SERVICES LLC

Office #1: 350 Jim Moran Blvd., Deerfield Beach, FL 33442
RIA
CRD#: 143671
Deerfield Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/21/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/21/2007
Uniform Investment Adviser Law Examination

Current Firm

CI
COURTESY INVESTMENT ADVISORY SERVICES LLC
COURTESY INVESTMENT ADVISORY SERVICES LLC | FIDELITY INSURANCE AGENCY, INC.

CRD#: 143671 / SEC#:

Florida
Registered Investment Advisory firm - (11/8/2007 Approved)
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Contact information

Main Address
350 Jim Moran Blvd., Deerfield Beach, FL 33442
Mailing Address
Phone number
(954) 429-2523
Established
Firm type
Fiscal year end
# of Employees
12

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COURTESY INVESTMENT ADVISORY SERVICES LLC

CRD#: 143671Deerfield Beach, FL 33442

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