MB
Michael A. Bradfield
J. W. COLE ADVISORS
Tomball, TX 77375
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CRD#: 5405827
MB
Professional summary
Michael Alan Bradfield is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tomball, Texas and J.W. COLE FINANCIAL, INC. located in Tomball, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA; CORE Integrated Wealth, Inc., INVESTMENT RELATED, 994 Village Square Drive Bldg 2, Suite C Tomball, Texas 77375, 120 HOURS PER MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alan Bradfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2010 - Present
J. W. COLE ADVISORS, INC.
Office #1: 994 Village Sqaure Drive Bldg. 2 Unit C & D, Tomball, TX 77375RIA
CRD#: 112294
Tomball, TX
Current
February 23, 2010 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 994 Village Square Drive Bldg. 2 Unit C & D, Tomball, TX 77375BD
CRD#: 124583
Tomball, TX
Past
October 8, 2007 - February 24, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THE WOODLANDS, TX
Past
September 27, 2007 - February 24, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/3/2022)
RR
Illinois(1/3/2022)
RR
Montana(1/2/2025)
RR
Texas(2/23/2010)
IAR
Texas(2/23/2010)
RR
Utah(1/2/2025)
RR
Washington(1/3/2022)
RR
Wisconsin(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Tomball, TX 77375TRUST BUT VERIFY
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