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LR

Luis A. Rivera Hopkins

RIHO PARTNERS
Tucson, AZ
Some features on this profile are disabled
CRD#: 5405781
LR

Professional summary

Luis Armando Rivera Hopkins is a registered financial advisor currently at RIHO PARTNERS, LLC located in Tucson, Arizona.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Luis has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Armando Rivera Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2017 - Present

RIHO PARTNERS, LLC

RIA
CRD#: 289840
Tucson, AZ
Past

September 12, 2007 - June 20, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/20/2024)
IAR
California
(10/27/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2007
General Securities Representative Examination

Current Firm

RP
RIHO PARTNERS, LLC
RIHO PARTNERS, LLC

CRD#: 289840 / SEC#:

Arizona
Registered Investment Advisory firm - (2/20/2024 Approved)
California
Registered Investment Advisory firm - (10/27/2017 Approved)
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Contact information

Main Address
Tucson, AZ
Mailing Address
Phone number
(415) 544-5090
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 77,800,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIHO PARTNERS, LLC

CRD#: 289840Tucson, AZ

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