Munish K. Jain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Munish Kumar Jain, who also goes by Munish Jain, was a registered financial professional .
Munish is a previously registered financial professional and started their career in finance in 2007. Munish had worked at 3 firms and has passed the Series 66, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2015 - November 22, 2017
365 CAPITAL ADVISORS, LLC
March 29, 2013 - April 24, 2013
SUMMIT RESEARCH PARTNERS LLC
December 19, 2007 - February 1, 2011
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
365 CAPITAL ADVISORS, LLC
CRD#: 175035 / SEC#:
Contact information
Red Flags
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