Keith Friedland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Friedland was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2007. Keith had worked at 1 firm and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2007 - August 14, 2012
SANTANDER INTERNATIONAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER INTERNATIONAL SECURITIES, INC.
CRD#: 131165 / SEC#: , 8-66432
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO SANTANDER INTERNATIONAL | OWNER | |
| FERNANDEZ, EDUARDO MIGUEL | PRESIDENT AND BOARD MEMBER | 1424146 |
| LEONE, PHIL | FINOP | 2905537 |
| LOCH, CAROL A. | CHIEF COMPLIANCE OFFICER & DIRECTOR | 4784304 |
| MORALES DE CANO, ALVARO JAVIER | BOARD CHAIRMAN | 6121367 |
| ORDONEZ SANCHEZ, ANGEL TOMAS | CHIEF EXECUTIVE OFFICER (CEO) & BOARD MEMBER | 4986941 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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