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EJ

Eric Robert Johnson

PACIFIC SELECT DISTRIBUTORS
NEWPORT BEACH, CA
·CRD# 5405402·18 years experience

Professional Summary

Eric Robert Johnson is a registered financial advisor currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California. Eric is registered as a RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
700 Newport Center Drive, Newport Beach, CA 92660
August 7, 2024 - Present
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Sarver, PA
March 20, 2023 - August 6, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Sarver, PA
January 25, 2023 - August 6, 2024
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
April 1, 2020 - February 10, 2023
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 11, 2019 - April 1, 2020
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
July 5, 2017 - June 25, 2019
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 3, 2013 - June 1, 2017
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
April 28, 2010 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
May 12, 2008 - March 17, 2010

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Current Firm

PS
PACIFIC SELECT DISTRIBUTORS, LLC

PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.

CRD#: 4452 / SEC#: 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Mailing Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Phone Number

(949) 219-6579

Established

Delaware since 01/01/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PACIFIC LIFE INSURANCE COMPANYPARENT OF APPLICANT—
DARE, BARBARA ALYCEVICE PRESIDENT5074108
KISSEL, GEOFFREY PCHIEF EXECUTIVE OFFICER7499710
LA ROQUE, SUZANNE MARIEASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER4222767
SMITH, TREVOR TIMOTHYVICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER4844953
YAMAUCHI, STARLA CHINVICE PRESIDENT, CORPORATE SECRETARY7721024

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/7/2024)
RR
Delaware
(8/7/2024)
RR
District of Columbia
(8/7/2024)
RR
Maine
(8/7/2024)
RR
Maryland
(8/7/2024)
RR
Massachusetts
(8/7/2024)
RR
New Hampshire
(8/7/2024)
RR
New Jersey
(8/7/2024)
RR
New York
(8/7/2024)
RR
Ohio
(8/7/2024)
RR
Pennsylvania
(8/7/2024)
RR
Rhode Island
(8/7/2024)
RR
Vermont
(8/7/2024)
RR
Virginia
(1/12/2026)
RR
West Virginia
(1/12/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2008About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2023About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Robert Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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