Paul D. Tyler
Professional summary
Paul Derek Tyler is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2008. Paul has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Derek Tyler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-4235January 14, 2025 - April 7, 2025
REALTA INVESTMENT ADVISORS, INC
October 8, 2024 - April 7, 2025
REALTA EQUITIES, INC.
August 15, 2012 - October 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
July 12, 2010 - December 31, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2010 - October 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
January 25, 2008 - December 10, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2025)
(4/1/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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