Paul Derek Tyler
Professional Summary
Paul Derek Tyler is a registered financial advisor currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania. Paul is registered as a RR (Registered Representative) and started their career in finance in 2008. Paul has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10, Series 24 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Current Firm
MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES
Contact Information
Main Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368Mailing Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368Phone Number
(888) 271-5273Established
Pennsylvania since 12/14/1981Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | — |
| BANCO, JOSEPH FRANKLIN JR | CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| JESSE, JAMES WILLIAM JR. | DIRECTOR | 4244855 |
| SMITH, KYLE PETER | PRESIDENT AND DIRECTOR | 2142563 |
| TIMMERMAN, ERIN NICOLE | GENERAL COUNSEL | 6387118 |
Disclosures
Regulatory Event
9Civil Event
2Arbitration
3Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(4/1/2025)
(4/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2010About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2010About the Series 9 examSRO Registrations
SRO Registrations
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - BD
Click below to view Paul Derek Tyler's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
