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KK

Kristine K. Kanno

KANNO CAPITAL
BELLEVUE, WA 98006
Some features on this profile are disabled
CRD#: 5405055
KK

Professional summary

Kristine K Kanno is a registered financial advisor currently at KANNO CAPITAL located in Bellevue, Washington.

Kristine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristine K Kanno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2020 - Present

KANNO CAPITAL

Office #1: 14205 Se 36th Street, Suite 100, Bellevue, WA 98006
RIA
CRD#: 308060
BELLEVUE, WA
Past

February 1, 2018 - March 19, 2021

OPAL ADVISORS

RIA
CRD#: 164014
BELLEVUE, WA
Past

January 15, 2008 - February 5, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
BELLEVUE, WA
Past

January 15, 2008 - February 5, 2018

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
BELLEVUE, WA
Past

November 14, 2007 - December 19, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BELLEVUE, WA
Past

November 14, 2007 - December 19, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(2/3/2021)
IAR
Texas
(11/30/2020)
IAR
Washington
(11/30/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2007
General Securities Representative Examination

Current Firm

KC
KANNO CAPITAL
KANNO CAPITAL | KANNO CAPITAL, LLC

CRD#: 308060 / SEC#:

Hawaii
Registered Investment Advisory firm - (1/4/2021 Approved)
Texas
Registered Investment Advisory firm - (8/20/2020 Conditional Restricted)
Washington
Registered Investment Advisory firm - (11/30/2020 Approved)
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Contact information

Main Address
14205 Se 36th Street, Suite 100, Bellevue, WA 98006
Mailing Address
Phone number
(206) 251-8942
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts329
AUM (Assets Under Management)$ 36,896,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KANNO CAPITAL

CRD#: 308060Bellevue, WA 98006

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