Philip R. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Robert Anderson, who also goes by Phillip Robert Anderson, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1963. Philip had worked at 9 firms and has passed the Series 63, Series 5 and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2000 - May 31, 2006
PMK SECURITIES & RESEARCH, INC.
February 11, 1999 - October 16, 2000
JWGENESIS SECURITIES, INC.
September 10, 1987 - January 26, 1999
MORGAN STANLEY DW INC.
July 2, 1980 - September 30, 1987
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - August 3, 1980
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
January 8, 1971 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
July 23, 1963 - March 6, 1971
H. HENTZ & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/23/1981
Interest Rate Options ExaminationPC
Date: 7/15/1980
AMEX Put and Call ExamCurrent Firm
PMK SECURITIES & RESEARCH, INC.
CRD#: 40145 / SEC#: , 8-48989
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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