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JK

Jacob M. Kushner

INVESTMENT SECURITY
Calabasas, CA 91302
Some features on this profile are disabled
CRD#: 5404980
JK

Professional summary


Jacob Marc Kushner, who also goes by Jake Kushner, is a registered financial professional currently at INVESTMENT SECURITY CORPORATION located in Calabasas, California.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2007. Jacob has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jake Kushner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jacob Marc Kushner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 24, 2020 - Present

INVESTMENT SECURITY CORPORATION

Office #1: 24009 Ventura Blvd., Suite 101, Calabasas, CA 91302
BD
CRD#: 47536
Calabasas, CA
Past

November 10, 2020 - February 8, 2022

OAKHURST ADVISORS

RIA
CRD#: 282057
LOS ANGELES, CA
Past

February 11, 2010 - August 2, 2011

INVESTMENT SECURITY CORPORATION

BD
CRD#: 47536
BEVERLY HILLS, CA
Past

October 15, 2007 - February 26, 2009

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
WOODLAND HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/19/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/19/2020
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/24/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IS
INVESTMENT SECURITY CORPORATION
INVESTMENT SECURITY CORPORATION

CRD#: 47536 / SEC#: , 8-51832

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
24009 Ventura Blvd., Suite 101, Calabasas, CA 91302
Mailing Address
24009 Ventura Blvd., Suite 101, Calabasas, CA 91302
Phone number
(818) 225-9529
Established
California since 01/19/1999
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LEACH, RICHARD ALANPRESIDENT AND CHIEF COMPLIANCE OFFICER1846766
LANE, NICOLE S.FINANCIAL AND OPERATIONS PRINCIPAL5811589
LUBIN, LEE DAVIDGENERAL COUNSEL4303526

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTMENT SECURITY CORPORATION

CRD#: 47536Calabasas, CA 91302

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