Kyle W. Nowadnick
THRIVENT INVESTMENT MANAGEMENT
Mill Creek, WA 98012
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CRD#: 5404962
Professional summary
Kyle William Nowadnick, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Mill Creek, Washington.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kyle has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EVERETT POWERSPORTS POSITION: Sponsored Rider NATURE: Everett Powersports is a powersports dealer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2024 ADDRESS: 215 SW Everett Mall Way,, Everett WA 98204, United States DESCRIPTION: As a sponsored rider, I will be representing the company during motorcycle events. KUMP RACING SERVICE POSITION: Sponsored Rider NATURE: Kump Racing Service provides product sales, service, and support for the motorcycle road racing community. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 05/20/2024 ADDRESS: 1060 W Eells Hill Rd, Shelton WA 98584, United States DESCRIPTION: As a sponsored rider, I will provide social media support and word of mouth. I will receive support through moral support, suspension tuning, discounts on KRS products, stickers, hats, patches, and t-shirts when available. BISON TRACK POSITION: Sponsored Rider NATURE: Bison Track makes motorcycle racing leathers for track use. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/12/2022 ADDRESS: 6608 N Western Ave #1314, Oklahoma City OK 73116, United States DESCRIPTION: As a sponsored rider, I will be using Bison products during any motorcycle related events and activities. KYLE NOWADNICK POSITION: Corner worker / Track Marshal NATURE: Work at local race tracks during Washington Motorcycle Road Race Association, Oregon Motorcycle Road Race Association, and MotoAmerica motorcycle road race events to provide non-medical support to racers who crash on track. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2020 ADDRESS: 6827 61st Ave SE, Snohomish WA 98290, United States DESCRIPTION: Ensure racer safety at assigned position on track through waiving flags and cleaning up after incidents. Also will provide non-medical first responder services. EVERGREEN DIVE SERVICE POSITION: Assistant Instructor NATURE: Scuba instruction INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 4610 Evergreen Way #1, Everett WA 98201, United States DESCRIPTION: Scuba instruction TRACK TIME POSITION: Control Rider / Instructor NATURE: Track Time is a motorcycle track day organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2024 ADDRESS: 1060 W Eells Hill Rd, Shelton WA 98584, United States DESCRIPTION: As a control rider, I will be on track ensuring all riders are operating in a safe manner.As an instructor, I could provide one-on-one instruction to motorcycle riders.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle William Nowadnick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kyle William Nowadnick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 6, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 15117 Main St Ste 206, Mill Creek, WA 98012RIA
BD
CRD#: 18387
Mill Creek, WA
Current
September 12, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 15117 Main St Ste 206, Mill Creek, WA 98012RIA
BD
CRD#: 18387
Mill Creek, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/10/2017)
RR
Alaska(10/1/2013)
RR
Arizona(3/13/2014)
RR
Arkansas(7/24/2020)
RR
California(4/26/2013)
RR
Colorado(5/12/2017)
RR
Florida(10/21/2020)
RR
Hawaii(6/22/2023)
RR
Idaho(11/14/2016)
RR
Illinois(4/23/2020)
RR
Iowa(3/2/2022)
RR
Maine(11/7/2017)
RR
Massachusetts(7/28/2015)
RR
Michigan(6/12/2017)
RR
Minnesota(8/28/2019)
RR
Missouri(4/7/2021)
RR
Montana(1/2/2021)
RR
Nevada(10/8/2025)
RR
New York(4/1/2021)
RR
Ohio(7/22/2020)
RR
Oklahoma(1/19/2018)
IAR
Oklahoma(1/22/2018)
RR
Oregon(5/6/2015)
RR
Tennessee(1/5/2024)
RR
Texas(2/12/2019)
IAR
Texas(2/13/2019)
RR
Utah(10/27/2016)
RR
Virginia(7/16/2021)
RR
Washington(10/6/2008)
IAR
Washington(10/6/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
