Travis J. Classen

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CRD#: 5404898

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Travis John Classen was a registered financial professional .

Travis is a previously registered financial professional and started their career in finance in 2007. Travis had worked at 4 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 13, 2016 - October 3, 2019

MESTMAKER & PETREY WEALTH ADVISORS

RIA

CRD#: 148484

Cleveland Heights, OH

Past

March 20, 2014 - December 31, 2015

MESTMAKER & PETREY WEALTH ADVISORS

RIA

CRD#: 148484

BAKERSFIELD, CA

Past

May 15, 2012 - June 25, 2012

OSAIC FA, INC.

CRD#: 3978

CLEVELAND, OH

Past

August 17, 2011 - May 1, 2012

ARBOR COURT CAPITAL, LLC

CRD#: 143839

BROADVIEW HEIGHTS, OH

Past

September 26, 2007 - May 1, 2012

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MESTMAKER & PETREY WEALTH ADVISORS

MESTMAKER & PETREY WEALTH ADVISORS | MPWA, INC.

CRD#: 148484 / SEC#: 801-116958

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

California

Registered Investment Advisory firm - (9/13/2019 Terminated)

Ohio

Registered Investment Advisory firm - (8/14/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/25/2007

General Securities Representative Examination

Current Firm

MESTMAKER & PETREY WEALTH ADVISORS

MESTMAKER & PETREY WEALTH ADVISORS | MPWA, INC.

CRD#: 148484 / SEC#: 801-116958

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

California

Registered Investment Advisory firm - (9/13/2019 Terminated)

Ohio

Registered Investment Advisory firm - (8/14/2019 Terminated)

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Contact information

Main Address

2000 Oak Street Suite 100, Bakersfield, CA 93301

Mailing Address

Phone number

(661) 395-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MPWA 2025 ANNUAL REVISED FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 190,746,375

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis J. Classen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MESTMAKER & PETREY WEALTH ADVISORS

MESTMAKER & PETREY WEALTH ADVISORS

OSAIC FA, INC.

ARBOR COURT CAPITAL, LLC

AMERICA NORTHCOAST SECURITIES, INC.

Primary Firm SEC Registration

MESTMAKER & PETREY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 7

Date: 9/25/2007

Current Firm

MESTMAKER & PETREY WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MESTMAKER & PETREY WEALTH ADVISORS

TRUST BUT VERIFY

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