Michael D. Albrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael D Albrecht, who also goes by Michael D Albrecht Sr, Michael Douglas Albrecht, Michael Albrecht, Mike Albrecht, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2017 - November 10, 2017
KANU ASSET MANAGEMENT, LLC
September 25, 2013 - February 17, 2017
J.P. MORGAN SECURITIES LLC
September 25, 2013 - February 17, 2017
J.P. MORGAN SECURITIES LLC
February 26, 2013 - August 22, 2013
VALIC FINANCIAL ADVISORS, INC.
February 25, 2013 - August 22, 2013
VALIC FINANCIAL ADVISORS, INC.
February 16, 2012 - January 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 2011 - January 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
KANU ASSET MANAGEMENT, LLC
CRD#: 168070 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 201 |
| AUM (Assets Under Management) | $ 11,924,073 |
Red Flags
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